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Tuesday, November 25, 2014

Analysis of Mode 4: Movement of Natural Persons


In the last post, we understood the basics relating to GATS and Movement of Natural Persons. Now, let us come to the GATS Annex on movement of natural persons. It is important to remember that the Annex deals only with temporary movement of natural persons. It also makes a distinction between a natural person and a service supplier. For the category of employees of a service supplying natural or juridical person, GATS operates an “artificial” distinction between “foreign” and “domestic” employment. The distinction is nothing but an attempt to keep the temporary movement of persons covered by GATS as limited as possible. While foreign employment forms part of “trade” in services under GATS, domestic employment, which is qualified as “labour migration” is not covered by GATS. As the WTO Secretariat maintains, it would be illogical if host country firms could bring a claim against their own government requiring GATS treatment for foreign nationals they desire to employ[1].  Domestic employment thus remains under the sovereignty of national immigration authorities[2]. Thus WTO Members can treat certain WTO Members more favourably than others in terms of visa policy and the other immigration issues, because these are exempted from the scope of most-favoured nation clause (MFN)[3].

Another important problem is the discriminatory use of Visa and Work Permit Requirements. The Visa Policy can be challenged by a member country only when it nullifies of impairs a benefit under a specific commitment. This would come under a non-violation complaint as it acts as a Market Limitation[4]. There is a clear need to have harmonized Visa Requirements. There are many countries who have proposed ‘GATS Compliant Visas’ in their countries[5].

Usually, the Specific Schedule of Commitments of WTO Members under the GATS provides for following category of Service Providers[6]:

1. Independent Professionals – These are the self-employed persons who enter the territory of another WTO member to provide a service based on a services contract.

2. Intra-Corporate Transferees (ICT) – These are employees of a Foreign Company providing services through establishing commercial presence in another WTO member country and are transferred to that establishment.

3. Contractual Service Suppliers – These are employees of a Foreign Company without commercial presence (Mode 3) in the host country who enter the territory of another WTO member to supply a service pursuant to a services contract.

4. Business Visitors (BV) – These persons do not supply service themselves but are sent abroad to negotiate a services contract.

5. ‘Executives, Managers and Specialists’ (EMS) – This category is usually by the member countries through quota or skill requirements.

6. Others – These comprise of low skilled services and includes persons such as sportsmen or artists or who do not fall in any of the other categories.

7. Short-Term Employees – This category is mainly used by US to recruit foreign employees for domestic firms.

A further challenge is that there is no specific duty in GATS to match service provider categories to visa or work permit application procedures. In consequence, most WTO Members have neither taken time nor care to align their visa categories to their GATS service provider categories. Foreign Service suppliers find it difficult to obtain a full picture about actual market access[7].

The Annex on movement of natural persons is partially responsible for this. The immigration clause in the Annex makes sure that any attempts to align service provider requirements to visa/work permit requirements remain dormant. Even Article III of GATS (Transparency Clause) is too broad to derive a specific duty for WTO members to ensure coherence between service provider categories and visa requirements[8].

The WTO can play an important role in furthering the immigration liberalization by inducing Free Trade Agreements between the countries. Even the current Free Trade Agreements should be asked to include legislation that touches on movement of people. More limited individual free trade agreements, such as the Trans-Pacific Partnership (TPP), are in the midst of negotiations, and should look to include legislation addressing movement of peoples. These individual agreements do not have the same global reach that the ISA and the GATS have, but they still can play an integral role in advancing liberal immigration policy[9]. A commitment to liberalize immigration, even among a limited number of countries, signifies that the countries entering into said agreement are willing and committed to altering their “old” approaches toward immigration.

It is indeed true that Mode 4 is one of the very few international legal mechanisms that resemble a global labour migration regime. However, countries are reluctant to make commitments under Mode 4. They prefer opening a sector unilaterally by granting Market Access without the constraints of National Treatment.

International Trade Law Notes


[1] WTO Document S/C/W/301 p. 3.
[2] Bast, Jürgen, ‘Annex on the Movement of Natural Persons’, in Rüdiger Wolfrum, Peter-Tobias Stoll and Clemens Feinäugle (eds.) WTO-Trade in Services: Max-Planck Commentaries on World Trade Law (2008) pp. 580–582.
[3] Id.
[4] Delimatsis, Panagiotis, ‘Due Process and “Good” Regulation Embedded in the GATS – Disciplining Regulatory Behaviour in Services through Article VI of the GATS‘, 10(1) Journal of International Economic Law (2007) p. 35.
[5] Chanda, Rupa, ‘Mobility of Less-Skilled Workers under Bilateral Agreements: Lessons for the GATS’, 43(3) Journal of World Trade (2009).
[6] Roy, Martin, ‘Endowments, Power and Democracy: Political Economy of Multilateral Commitments on Trade in Services’, WTO Staff Working Paper ERSD-2009-07 (September 2009).
[7] Nielson, Julia and Oliver Cattaneao, ‘Current Regimes for the Temporary Movement of Service Providers: Case Studies of Australia and the United States’, in Aaditya Mattoo and Antonia Carzaniga (eds) Moving People to Deliver Services (2003) p. 137.
[8] Delimatsis, Panagiotis, Diebold, Nicolas F., Molinuevo, Martin , Panizzon, Marion and Sauvé, Pierre, ‘Developing Trade Rules for Services: A Case of Fragmented Coherence?’, NCCR Trade Regulation Working Paper No. 38.
[9] Clyde Hufbauer, Bradford Jensen, and Sherry Stephenson, Framework for the International Services Agreement, PETER-SON INSTITUTE FOR INTERNATIONAL ECONOMICS, (2012) http://www.piie.com/publications/pb/pb12-10.pdf

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