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Sunday, May 18, 2014

Salient Features of the Whistleblowers Protection Act in India


Whistle Blowers Protection Act, 2011 (No. 17 of 2014)

Recently, President Pranab Mukherjee gave assent to the Whistleblowers Protection Bill, 2011, which was passed by the Rajya Sabha in February. Here are some of its salient features.

1. Object and Purpose of the Act

It is an Act to establish a mechanism to receive complaints relating to disclosure on any allegation of corruption or wilful misuse of power or wilful misuse of discretion against any public servant and to inquire or cause an inquiry into such disclosure and to provide adequate safeguards against victimisation of the person making such complaint and for matters connected therewith and incidental thereto.

2. “Disclosure” means a complaint relating to:

(i) Attempt to commit or commission of an offence under the Prevention of Corruption Act.
(ii) Wilful misuse of power or wilful misuse of discretion by virtue of which demonstrable loss is caused to the Government or demonstrable wrongful gain accrues to the public servant or to any third party.
(iii) Attempt to commit or commission of a criminal offence by a public servant.

3. The Identity of the Complainant must be included in the Complaint or the Disclosure.

4. The Competent Authority shall conceal the identity of the complainant unless the complainant himself has revealed his identity to any other office or authority while making public interest disclosure or in his complaint or otherwise.

5. However, the Competent Authority may, with the prior written consent of the complainant, reveal the identity of the complainant to such office or organization where it becomes necessary to do so. If the complainant does not agree to his name being revealed, in that case, the complainant shall provide all documentary evidence in support of is complaint to the Competent Authority.

6. After receipt of the report or comments relating to the complaint, if the Competent Authority is of the opinion that such comments or report reveals either wilful misuse of power or wilful misuse of discretion or substantiates allegations of corruption, it shall recommend to the public authority to take appropriate corrective measures such as initiating proceedings against the concerned public servant or other administrative and corrective steps. However, in case the public authority does not agree with the recommendation of the Competent Authority, it shall record the reasons for such disagreement.

7. The Competent Authority cannot entertain any disclosure relating to any inquiry ordered under the Public Servants (Inquiries) Act, 1850 and Commissions of Inquiry Act, 1952.

8. The Time Limit for making any complaint or disclosure to the Competent Authority is seven years from the date on which the action complained against is alleged to have taken place.

9. While dealing with any such inquiry, the Competent Authority shall have all the powers of a Civil Court under the Code of Civil Procedure, 1908 in respect of matters like receiving evidence, issuing commissions, discovery and production of any document etc. Also, every proceeding before the Competent Authority shall be deemed to be a judicial proceeding under the Code of Criminal Procedure, 1973 and Indian Penal Code.

10. No obligation to maintain secrecy or other restrictions upon the disclosure of information shall be claimed be claimed by any Public Servant in the proceedings before the Competent Authority. However, all steps must be taken so as not to reveal or compromise the identity of the complainant.

11. But, no person is required to furnish any information in the inquiry under this act if such information is likely to prejudicially affect the interest of the sovereignty and integrity of India, foreign relations, public order, decency or morality, proceedings of the Cabinet of the Union or the state.

12. It shall be the responsibility of the Central Government to ensure that no person who has made a disclosure is victimised on the ground that such person had made a disclosure under this act.

13. If any person is victimised or likely to be victimised on the above-mentioned ground, he may contact the Competent Authority and the Competent Authority may pass appropriate directions in this respect. The Competent Authority can even restore status quo ante with respect to the Public Servant who has made a disclosure. Also, the Competent Authority can pass directions to protect such complainant.

14. However, the Competent Authority can reveal the identity of the complainant in circumstances where it becomes inevitable or extremely necessary for the purposes of the enquiry.

15. Any person who negligently or mala fidely reveals the identity of the complainant shall be punished with imprisonment up to three years and fine not exceeding fifty thousand rupees.

16. Similarly any disclosure made mala fidely and knowingly that it was false or misleading shall be punished with imprisonment up to two years and fine not exceeding thirty thousand rupees.

17. If an offence under this act has been committed by any Head of the Department unless he proves that the offence was committed without his knowledge or that he exercised all due diligence in this respect.

18. This Act extends to all the Companies as well. When any offence under this act has been committed by a company, every person who at the time of the offence was responsible for the conduct of the business of the company shall be deemed to be guilty of the offence unless he proves that the offence was committed without his knowledge or that he exercised all due diligence in this respect.

19. The High Court shall be the appellate authority in this respect.

20. The Jurisdiction of the Civil Court is barred in respect of any matter which the Competent Authority is empowered to pursue.

21. No court can take cognizance of any offence under this act save on a complaint made by the Competent Authority. No court inferior to that of a Chief Metropolitan Magistrate or a Chief Judicial Magistrate shall try any offence under this act.

22. The Central Government and the State Government shall have the power to make the rules under this act, as the case may be.


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